Shafquat Raja trading as Heritage Personal Finance Consultants v Financial Services Authority: FIN/2004/0032
Upper Tribunal Tax and Chancery decision of Judge Bartlett QC and Member Burdon and Member Farquharson on 17 May 2005.
Read the full decision in .
REGULATED ACTIVITIES - Permission - Refusal of application - Threshold Conditions 4 and 5 - Judgments entered against Applicant in 2003 and 2004 - Applicant failed to disclose judgment debts when submitting HSF2 form - Whether Tribunal satisfied as to Applicant鈥檚 suitability - No - Whether Tribunal satisfied as to Applicant鈥檚 financial resources - No - Reference dismissed - FSMA s41(2).
Updates to this page
Published 1 December 2016