Sachin Karpe v The Financial Services Authority: FS/2010/0019
Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Bates and Member Palmer on 15 May 2012.
Read the full decision .
PERFORMANCE OF REGULATED ACTIVITIES 鈥� Conduct 鈥� Disciplinary powers 鈥� Misconduct 鈥� Unauthorised trading 鈥� Whether managing director carrying on 鈥渄esk head鈥� role is guilty of misconduct 鈥� FSMA 2000 s.66(2).
Updates to this page
Published 1 December 2016