Noel Norbert Walker t/a Walkers Financial Planning v The Financial Conduct Authority: FS/2013/0011
Upper Tribunal Tax & Chancery decision of Judge Herrington on 3 February 2014.
Read the full decision in .
FINANCIAL SERVICES鈥揝upervisory Notice 鈥揂pplication for direction to suspend effect of notice until reference disposed of 鈥揘otice varied Applicant鈥檚 permission by removing all regulated activities with immediate effect 鈥� Reason for notice being failure to satisfy Threshold Conditions- Respondent not satisfied that Applicant a fit and proper person because in its opinion Applicant conducting his affairs in an inappropriate manner and acted with a lack of integrity-whether Tribunal satisfied that the direction to suspend the effect of the notice would not prejudice the interests of consumers 鈥揘o-Whether necessary for notice to take effect immediately- Yes-Application dismissed-Rule5(5) The Tribunal Procedure (Upper Tribunal) Rules 2008.