Neil Haworth v Financial Services Authority: FIN/2006/0014
Upper Tribunal Tax and Chancery decision of Judge Mowschenson, Member Bates and Member Senior on 28 March 2007.
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AUTHORISATION 鈥� Part IV permission 鈥� Cancellation 鈥� Fit and proper person 鈥� Whether Applicant falls short of Threshold Condition 5 鈥� Whether Applicant has failed to conduct business with integrity and in compliance with proper standards and failed to treat customer fairly 鈥� Yes 鈥� Reference dismissed.
Updates to this page
Published 1 December 2016