James Perman and Company v The Financial Services Authority: Permission - FS/2010/0018
Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Gemmell and Member Lund on 1 September 2011.
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PERMISSION 鈥� Cancellation 鈥� Suitability/fitness and proprietary 鈥� Threshold Condition 5 鈥� Inability or unwillingness to comply with requirements and standards under the regulatory system 鈥� Principle 11 of Principles for Business 鈥� Whether a failure on Applicant鈥檚 part to deal with Regulator in an open and co-operative way 鈥� Reference dismissed.
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Published 1 December 2016