First Financial Advisers Limited v The Financial Services Authority: FS/2010/0038
Upper Tribunal Tax and Chancery decision of Judge Berner, Member Neill and Member Lund on 21 June 2012.
Read the full decision in .
Application for approval to perform Controlled Function CF30 鈥� whether a fit and proper person 鈥� FSMA 2000, s 61 鈥� integrity and reputation 鈥� competence and capability 鈥� financial soundness 鈥� conflict of interest 鈥� knowledge and understanding of investments recommended - proposal for remote supervision by applicant.
Updates to this page
Published 1 December 2016