DAVID BRIAN PRICE and TONI FOX-BRYANT v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 00357 (TCC)
Upper Tribunal tax and Chancery decision of JUDGE MARK BALDWIN on 13 November 2024
Read full decision FINANCIAL SERVICES 鈥� whether Applicants conduct reckless and in breach of Statement of Principle 1 鈥� yes 鈥� references dismissed so far as prohibition orders under section 56 FSMA and withdrawal of approvals to perform senior management functions under section 63 FSMA concerned 鈥� consideration of impact of taxation and appropriate rate of interest to be used in calculating amount to be disgorged in financial penalties under section 66 FSMA 鈥� substantial financial penalties in order but calculations to be reviewed
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Published 13 November 2024