FHDDS51430 - Penalties, sanctions and offences: penalties 鈥� policy: Trading without approval - Non-deliberate trading without approval
Trading without approval which is non-deliberate is neither
鈥� deliberate and concealed
鈥� deliberate but not concealed.
The non-deliberate penalty applies unless the behaviour is deliberate or the person has a reasonable excuse. See CH71500 for guidance on reasonable excuse.